FINRA and MSRB Proposes to Provide Pricing Information for Some Bond Investors

On behalf of Mihalek Law posted in Securities Law on Thursday, November 20, 2014. We have often lamented about how investment banks have been taking advantage of retail and even institutional investors by charging excessive, undisclosed markups and markdowns on principal trades of bonds and other debt securities. Well, it looks like FINRA and the MSRP are taking some […]