FOR OUR CLIENTS
MihalekLaw Investigates on Behalf of St. Catharine College
MihalekLaw heads investigation of over $20,000,000 Unrated Defaulted Municipal Bonds underwritten and sold by Ross, Sinclaire, & Associates (“RSA”) of Cincinnati, Ohio.
Could You Be a Victim Excessive Markups and Markdowns?
In the last few years, FINRA (Financial Industry Regulatory Authority) has taken a number of actions against firms for charging excessive markups and markdowns on bond transactions.
SECURITIES LAW ATTORNEYS
Wall Street Is The Most Powerful Industry In The Country
The laws related to securities and broker conduct are not favorable to investors. They are favorable to Wall Street. In fact, the SEC could be investigating the exact claim that you are making, but that does not mean you will get any of your money back.
If your community bank’s bond portfolio has been the victim of investment fraud, stockbroker misconduct or professional negligence, you need an experienced team of lawyers to level the playing field and work to recover your losses.
Wall Street Attorneys In Central Kentucky
To succeed in the securities world, you need to know the industry — inside and out. The attorneys of MihalekLaw have over 50 years of experience representing investors and retirees in securities fraud cases. Founding attorney Charles Mihalek served as Special Counsel for the New York Stock Exchange, Inc., was a Senior Trial Attorney for the United States Securities and Exchange Commission (SEC), and Securities Director for the Commonwealth of Kentucky.
Our Wall Street background allows us to provide clients in Lexington and throughout the country with an insider’s perspective — insight that most lawyers in the country do not have.
Securities Fraud Is Not Your Fault
Stockbrokers encourage investors to trust them. However, brokers can be intentionally misleading, sometimes even downright dishonest. Brokers know that smart, educated people struggle to understand the investments being recommended, but they do little to educate their investors about what is actually happening with their accounts — sometimes even blatantly misrepresenting facts.
If you lost your life savings, it’s important to know that it is not your fault.
Your broker’s misconduct cost you hundreds of thousands of dollars, and there is likely little you could have done to prevent that. However, now that you recognize the problem, we can help you fight to get your money back.
If You Have Been Victimized By Broker Misconduct, Contact Our Lawyers Today p>
Learn more about the counsel we provide by scheduling a free initial consultation. We can be reached through our contact form or by calling 859-233-1805.